Third party service provider

LINK_POOL:

• Risk management
• Compliance
• Due diligence
• Outsourcing
• Operational risk
• Reputation risk
• Cybersecurity
• Data privacy
• Contract
• Supply chain
• Financial institutions
• Investment adviser
• Regulatory oversight
• Governance
• Fiduciary duty

External Links:

• OCC Bulletin 2013-29: Guidance on Third-Party Relationships: https://www.occ.gov/news-issuances/bulletins/2013/bulletin-2013-29.html
• Federal Reserve SR 23-4: Interagency Guidance on Third-Party Relationships: Risk Management: https://www.federalreserve.gov/supervision-regulation/srletters/sr2304.htm
• SEC Proposed Rule IA-6176 (Outsourcing by Investment Advisers): https://www.sec.gov/rules/proposed/2022/ia-6176.pdf
• FINRA Cybersecurity Advisory – Increasing Cybersecurity Risks at Third-Party Providers: https://www.finra.org/rules-guidance/key-topics/cybersecurity/cybersecurity-advisory-increasing-cybersecurity-risks-third-party-providers

All set to write the article.